Secretarial compliance reflects a company’s governance and accountability culture. Our Secretarial Compliance Due Diligence reviews the target’s adherence to corporate filings and procedural obligations under the Companies Act, 2013, SEBI Regulations, and Secretarial Standards of the Institute of Company Secretaries of India (ICSI).
Our team examines statutory registers, board and shareholder meeting records, resolutions, and annual filings made with the Ministry of Corporate Affairs (MCA). We verify share issuances, capital changes, related-party transactions, and director appointments. For listed companies, we assess compliance with SEBI’s disclosure and governance norms, including the SEBI (LODR) Regulations.
We also evaluate filings such as AOC-4, MGT-7, PAS-3, and FEMA compliance where foreign investment is involved. Procedural lapses in these areas can delay deal closure or attract penalties.
Our reports provide clear recommendations for corrective action, regularization filings, and post-closing compliance integration. Our team of corporate lawyers and company secretaries ensures that each transaction is backed by transparent governance and statutory integrity. This rigorous approach protects acquirers from future regulatory challenges and enhances stakeholder confidence.